Anti-Money Laundering and Counter Terrorism Financing services

Contract Compliance Services

Establishing / Reviewing a Whistleblowing Hotline

Fraud and Corruption Prevention Services

Superannuation Fraud and Theft Prevention and Investigation

Identity Theft Prevention

Anti-Money Laundering and Counter Terrorism Financing Services

Asset Tracing and Funds Tracing

Forensic Reviews

Data Mining

Supplier and Customer Vetting

Fraud and Misconduct Investigations

Royalty and Licensing Audits

Pre-Employment Screening

Code of Conduct services

Forensic Accounting

Conflict of Interest services

contact us

Warfield & Associates
Level 17, 60 Castlereagh Street
Sydney NSW 2000
Tel : (612) 9231 7588
Fax: (612) 9231 7575

The events of this decade have redrawn the global business map, bringing new levels of complexity into the regulatory environment.

Today’s decision makers face a multilayered web of compliance requirements relating to anti-money laundering (AML) and anti-terrorism measures.

Money laundering seeks to disguise the origins and true ownership of funds.  It is used to legitimise the proceeds of criminal activity and obscure the funding of clandestine activities such as terrorism.

The development of anti-money laundering (AML) laws and regulations worldwide has given organisations a greater responsibility to prevent, detect and report money laundering.

Financial service organisations will be required to introduce robust AML programs that establish or enhance policies, procedures and technologies in order to support law enforcement in intercepting and obstructing the illegal flow of funds.  Criminal penalties and regulatory sanctions aside, any association with money laundering can expose an organisation and individuals to adverse publicity and reputation damage.

The Federal Government of Australia has extended AML obligations beyond the financial sector to other industries.

Under the current AML / CTF Act how compliant at the moment is your organisation with the following?:

• Minimum and additional ‘Know Your Client’ requirements
• Customer Due Diligence
• Correspondent banking
• Transaction monitoring
• Reporting
• Anti-Terrorism Act

Warfield & Associates works with organisations to understand their risk profile and address the factors they need to consider to help prevent money laundering and comply with domestic and international requirements.

Our services include

• Risk assessment
• Compliance reviews
• Training
• Corporate intelligence
• Investigations

Warfield & Associates can help your organisation move towards an appropriate compliance setting.